To transfer Broker Sponsored securities (HIN transfer) to a Macquarie Wrap Super or Pension account, you need to provide:
- Superannuation Asset Transfer form completed with the following:
- Account name and number of the Superannuation/Pension account
- For personal contributions, the Personal contribution box should be ticked
- For spousal contributions, the Spouse contribution box should be ticked
- Value of assets
- Form signed by the owner of the Wrap account.
- Broker Transfer Request form, completed with the following:
- Client’s Wrap account number
- Asset name, code and number of units to be transferred for all assets being transferred from the same HIN
- External account name (Securityholder Name Box
- HIN of the external broking account (or PID and account number if held with a custodian)
- Signed by the client registered on the external account.
- And if assets are being contributed from a joint, trust, company or spouse account, we’ll also require:
| Joint Account | Trust Account | Company Account | Spouse Account |
|---|---|---|---|
1. Original Australian Standard Transfer form for each asset to be transferred, showing the change in legal ownership and completed with the following:
| 1. Original Australian Standard Transfer form for each asset to be transferred, showing the change in legal ownership and completed with the following:
2. Signed letter from the trustees/executors of the Trust, stating the following:
| 1. Original Australian Standard Transfer form for each asset to be transferred, showing the change in legal ownership and completed with the following:
2. Signed letter from the trustees/executors of the Trust, stating the following:
| Personal contribution: 1. Signed letter from the Spouse with the following statement: 'I confirm that the funds are being contributed on behalf of the receiving member as an after-tax personal contribution.' This letter may be scanned and sent via email. Spouse contribution: 1. Original
|
Before you submit the request
- For existing pension accounts, please also submit a client signed Pension Update Request in addition to the requirements below
- The assets must be available on the applicable Investment Menu to be held on platform
- All transfers into superannuation accounts will occur as a change of beneficial ownership (CBO) transfer and will trigger a CGT event. This is because the beneficial owner of the account is the Macquarie Superannuation Plan, not the member
- Contributions must adhere to contribution caps and are subject to superannuation rules as outlined in the taxation and superannuation law
- The client’s Tax File Number (TFN) must be provided before we can accept any personal contributions into their super account
- For pension accounts, please ensure you don’t exceed the transfer balance cap. Pension starting values are calculated after all assets, rollovers and/or contributions are received, and may differ to the initial transfer value due to market movement.
- The effective date of the transfer will be when Macquarie Wrap has received all the completed documents
- The consideration will be the closing market price on that date. For estate accounts, some issuers may require additional forms
- Where the client intends to claim a tax deduction on a personal contribution, the client must provide a valid Deduction Notice for Personal Contributions form
- For all equity transfers that involve a Change of Beneficial Ownership, the market value must be greater than $500 as at transfer date.
